March 25, 2021 - Securities Webinar: Prohibitions Under the New Marketing Rule
About the Program:
On December 22, 2020, the United States Securities and Exchange Commission announced that it was adopting amendments (collectively, the “Marketing Rule”) under the Investment Advisers Act of 1940 to update rules that govern investment adviser marketing. The Marketing Rule will create a unified regulatory framework to replace both the advertising rules and cash solicitation rules currently in effect. Over the next several months, we will be issuing client alerts and hosting webinars intended to take a “deep dive” into various provisions of the Marketing Rule. Our second webinar will cover prohibitions under the Marketing Rule.
Thursday, March 25, 2021
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For more information, please contact Andrea Race at firstname.lastname@example.org.
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