Murtha Means More

April 29, 2021 - Securities Webinar: Testimonials, Endorsements, Third Party Ratings and Performance Measurements Under Marketing Rule

About the Program:

On December 22, 2020, the United States Securities and Exchange Commission announced that it was adopting amendments (collectively, the “Marketing Rule”) under the Investment Advisers Act of 1940 to update rules that govern investment adviser marketing. The Marketing Rule will create a unified regulatory framework to replace both the advertising rules and cash solicitation rules currently in effect. Over the next several months, we will be issuing client alerts and hosting webinars intended to take a “deep dive” into various provisions of the Marketing Rule. Our third webinar will cover Testimonials, Endorsements, Third Party Ratings and Performance Measurements Under the Marketing Rule

Presenter:

Mark J. Tarallo

Event Details:

Thursday, April 29, 2021
8:30 -  9:15 a.m.
Webinar

Click here to register.

For more information, please contact Andrea Race at arace@murthalaw.com

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